Semisolid Dosage Forms: Ointments.



Definition: Ointments are semisolid preparations for application to the skin or mucosae.

  • The ointment bases are almost always anhydrous and generally contains one or more medicaments in suspension or solution.

Characteristics of an ideal ointment:
1.       It should be chemically and physically stable.
2.       It should be smooth and free from grittiness.
3.       It should melt or soften at body temperature and be easily applied.
4.       The base should be non-irritant and should have no therapeutic action.
5.       The medicament should be finely divided and uniformly distributed throughout the base.

Classification of ointments
According to their therapeutic properties based on penetration of skin.
 (a) Epidermic, (b) Endodermic, (c) Diadermic

(a) Epidermic ointments
These ointments are intended to produce their action on the surface of the skin and produce local effect.
They are not absorbed.
They acts as protectives, antiseptics and parasiticides.
(b) Endodermic ointments
These ointments are intended to release the medicaments that penetrate into the skin. They are partially absorbed and acts as emollients, stimulants and local irritants.
(c) Diadermic ointments
These ointments are intended to release the medicaments that pass through the skin and produce systemic effects.

OINTMENT BASES
The ointment base is that substance or part of an ointment preparation which serves as carrier or vehicle for the medicament.
An ideal ointment base should be inert, stable, smooth, compatible with the skin, non-irritating and should release the incorporated medicaments readily.
Classification of ointment bases:
1.       Oleaginous bases
2.       Absorption bases
3.       Water-miscible bases
4.       Water soluble bases


OLEAGINOUS BASES
These bases consists of oils and fats. The most important are the
Hydrocarbons i.e. petrolatum, paraffins and mineral oils.
The animal fat includes lard.
The combination of these materials can produce a product of desired melting point and viscosity.
(a) Petrolatum (Soft paraffin)
This is a purified mixture of semi-solid hydrocarbons obtained from petroleum or heavy lubricating oil.
Yellow soft paraffin (Petrolatum; Petroleum jelly)
This a purified mixture of semisolid hydrocarbons obtained from petroleum. It may contain suitable stabilizers like, antioxidants e.g. a-tocopherol (Vitamin E), butylated hydroxy toluene (BHT) etc.
Melting range : 38 to 560C.
White soft paraffin (White petroleum jelly, White petrolatum)
This a purified mixture of semisolid hydrocarbons obtained from petroleum, and wholly or partially decolorized by percolating the yellow soft paraffin through freshly burned bone black or adsorptive clays.
Melting range : 38 to 560C.
Use: The white form is used when the medicament is colourless, white or a pastel shade. This base is used in
Dithranol ointment B.P.
Ammoniated Mercury and Coal tar ointment B.P.C.
Zinc ointment B.P.C.
(b) Hard paraffin (Paraffin)
This is a mixture of solid hydrocarbons obtained from petroleum.
It is colourless or white, odorless, translucent, wax-like substance. It solidifies between 50 and 570C and is used to stiffen ointment bases.
(c) Liquid paraffin (Liquid petrolatum,; White mineral oil)
It is a mixture of liquid , hydrocarbons obtained from petroleum. It is transparent, colourless, odourless, viscous liquid.
On long storage it may oxidize to produce peroxides and therefore, it may contain tocopherol or BHT as antioxidants.
It is used along with hard paraffin and soft paraffin to get a desired consistency of the ointment. Tubes for eye, rectal and nasal ointments have nozzles with narrow orifices through which it is difficult to expel very viscous ointments without the risk of bursting the tube. To facilitate the extrusion upto 25% of the base may be replaced by liquid paraffins.
Advantages of hydrocarbons bases:
(i)      They are not absorbed by the skin. They remain on the surface as an occlusive layer that restricts the loss of moisture hence, keeps the skin soft.
(ii)    They are sticky hence ensures prolonged contact between skin and medicament.
(iii)  They are almost inert. They consist largely of saturated hydrocarbons, therefore, very few incompatibilities and little tendency of rancidity are there.
(iv)   They can withstand heat sterilization, hence, sterile ophthalmic ointments can be prepared with it.
(v)    They are readily available and cheap.
Disadvantages of hydrocarbon bases;
(i)      It may lead to water logging followed by maceration of the skin if applied for a prolonged period.
(ii)    It retains body heat, which may produce an uncomfortable feeling of warmth.
(iii)  They are immiscible with water; as a result rubbing onto the surface and removal after treatment both are difficult.
(iv)   they are sticky, hence makes application unpleasant and leads to contamination of clothes.
(v)    Water absorption capacity is very low, hence, these bases are poor in absorbing exudate from moist lesions.

ABSORPTION BASE

The term absorption base is used to denote the water absorbing or emulsifying property of these bases and not to describe their action on the skin.
These bases (some times called emulsifiable ointment bases) are generally anhydrous substances which have the property of absorbing (emulsifying) considerable quantity of water yet retaining its ointment-like consistency.
                Preparations of this type do not contain water as a component of their basic formula but if water is incorporated a W/O emulsion results.
Wool Fat (anhydrous lanolin)
It is the purified anhydrous fat like substance obtained from the wool of sheep.
·         It is practically insoluble in water but can absorb water upto 50% of its own weight. Therefore it is used in ointments the proportion of water or aqueous liquids to be incorporated in hydrocarbon base is too large.
·         Due to its sticky nature it is not used alone but is used along with other bases in the preparation of a number of ointments.
e.g. Simple ointment B.P. contains 5% and the B.P. eye ointment base contains 10% woolfat.
Hydrous Wool Fat (Lanolin)
·         It is a mixture of 70 % w/w wool fat and 30 % w/w purified water. It is a w/o emulsion. Aqueous liquids can be emulsified with it.
·         It is used alone as an emollient.
·         Example:- Hydrous Wool Fat Ointment B.P.C., Calamine Coal Tar Ointment.
Wool Alcohol
It is the emulsifying fraction of  wool fat. Wool alcohol is obtained from wool fat by treating it with alkali and separating the fraction containing cholesterol and other alcohols. It contains not less than 30% of cholesterol.
Use:-  
·         It is used as an emulsifying agent for the preparation of w/o emulsions and is used to absorb water in ointment bases.
·         It is also used to improve the texture, stability and emollient properties of o/w emulsions.
Examples :- Wool alcohol ointment B.P. contains 6% wool alcohol and hard, liquid and soft paraffin.
Beeswax
It is purified wax, obtained from honey comb of bees.
It contains small amount of cholesterol. It is of two types: (a) yellow beeswax and (b) white beeswax.
Use:-
Beeswax is used as a stiffening agent in ointment preparations.
Examples:-Paraffin ointment B.P.C. contains beeswax.
Cholesterol
It is widely distributed in animal organisms. Wool fat is also used as a source of cholesterol.
Use:- It is used to increase the water absorbing power of an ointment base.
Example:- Hydrophilic petroleum U.S.P. contains:
                Cholesterol      3%
                Stearyl alcohol    3%
                White beeswax     8%
                White soft paraffin  86%
Advantages of absorption bases:
(i)       They are less occlusive nevertheless, are good emollient.
(ii)    They assist oil soluble medicaments to penetrate the skin.
(iii)  They are easier to spread.
(iv)   They are compatible with majority of the medicaments.
(v)    They are relatively heat stable.
(vi)   The base may be used in their anhydrous form or in emulsified form.
(vii) They can absorb a large quantity of water or aqueous substances.
Disadvantages: Inspite of their hydrophilic nature, absorption bases are difficult to wash.

WATER MISCIBLE BASES

They are miscible with an excess of water. Ointments made from water-miscible bases are easily removed after use.
There are three official anhydrous water-miscible ointment bases:-
Example:-            
EmulsifyingointmentB.P.                                                                - contains anionic emulsifier.
Cetrimide emulsifying ointment B.P.                                              - contains cationic emulsifier
Cetomacrogol emulsifying ointment B.P.                       - contains non-ionic emulsifier
Uses: they are used to prepare o/w creams and are easily removable ointment bases
e.g. Compound Benzoic Acid Ointment  (Whitfield’s Ointment) - used as antifungal ointment.
Advantages of water miscible bases:
(i)      Readily miscible with the exudates from lesions.
(ii)    Reduced interference with normal skin function.
(iii)  Good contact with the skin, because of their surfactant content.
(iv)   High cosmetic acceptability, hence there is less likelihood of the patients discontinuing treatment.
(v)    Easy removal from the hair.

WATER SOLUBLE BASES

Water soluble bases contain only the water soluble ingredients and not the fats or other greasy substances, hence, they are known as grease-less bases.
Water soluble bases consists of water  soluble ingredients such as polyethylene glycol polymers (PEG) which are popularly known as “carbowaxes” and commercially known as “macrogols”.
They are a range of compounds with the general formula:
                                                                CH2OH . (CH2OCH2) n CH2OH
The PEGs are mixtures of polycondensation products of ethylene and water and they are described by numbers representing their average molecular weights. Like the paraffin hydrocarbons they vary in consistency from viscous liquids to waxy solids.
Example:-
                Macrogols 200, 300, 400                                   - viscous liquids
                Macrogols 1500                                                                   - greasy semi-solids
                Macrogols 1540, 3000, 4000, 6000                 - waxy solids.
Different PEGs are mixed to get an ointment of desired consistency.
Advantages of PEGs as ointment base:
(a)     They are water soluble; hence, very easily can be removed from the skin and readily miscible with tissue exudates.
(b)    Helps in good absorption by the skin.
(c)     Good solvent properties. Some water-soluble dermatological drugs, such as salicylic acid, sulfonamides, sulfur etc. are soluble in this bases.
(d)    Non-greasy.
(e)     They do not hydrolyze, rancidify or support microbial growth.
(f)      Compatibility with many dermatological medicaments.
Disadvantages:
(a)     Limited uptake of water. Macrogols dissolve when the proportion of water reaches about 5%.
(b)    Reduction in activity of certain antibacterial agents, e.g. phenols, hydroxybenzoates and quaternary compounds.
(c)     Solvent action on polyethylene and bakelite containers and closures.

Certain other substances which are used as water soluble ointment bases include tragacanth, gelatin, pectin, silica gel, sodium alginate, cellulose derivatives, etc.

FACTORS GOVERNING SELECTION OF AN IDEAL OINTMENT BASE
1. Dermatological factors
2. Pharmaceutical factors
1. Dermatological factors
(a) Absorption and Penetration:
‘Penetration’ means passage of the drug across the skin i.e. cutaneous penetration, and ‘absorption’ means passage of the drug into blood stream.
·         Medicaments which are both soluble in oil and water are most readily absorbed though the skin.
·         Whereas animal and vegetable fats and oils normally penetrate the skin.
·         Animals fats, e.g. lard and wool fat when combined with water, penetrates the skin.
·         o/w emulsion bases release the medicament more readily than greasy bases or w/o emulsion bases.
(b) Effect on the skin
·         Greasy bases interfere with normal skin functions i.e. heat radiation and sweating. They are irritant to the skin.
·         o/w emulsion bases and other water miscible bases produce a cooling effect due to the evaporation of water.
(c) Miscibility with skin secretion and sebum
Skin secretions are more readily miscible with emulsion bases than with greasy bases. Due to this the drug is more rapidly and completely released to the skin.
(d) Compatibility with skin secretions:
The bases used should be compatible with skin secretions and should have pH about 5.5 because the average skin pH is around 5.5. Generally neutral ointment bases are preferred.
(e) Non-irritant
All bases should be highly pure and bases specially for eye ointments should be non-irritant and free from foreign particle.
(f) Emollient properties
Dryness and brittleness of the skin causes discomfort to the skin therefore, the bases should keep the skin moist. For this purpose water and humectants such as glycerin, propylene glycol are used. Ointments should prevent rapid loss of moisture from the skin.
(g) Ease of application and removal
The ointment bases should be easily applicable as well as easily removable from the skin by simple washing with water. Stiff and sticky ointment bases require much force to spread on the skin and during rubbing newly formed tissues on the skin may be damaged.
2. Pharmaceutical factors
(a) Stability
Fats and oils obtained from animal and plant sources are prone to oxidation unless they are suitably preserved. Due to oxidation odour comes out. This type of reactions are called rancidification. Lard, from animal origin, rancidify rapidly. Soft paraffin, simple ointment and paraffin ointment are inert and stable. Liquid paraffin is also stable but after prolonged storage it gets oxidized. Therefore, an antioxidant like tocopherol (Vit -E) may be incorporated. Other antioxidants those may be used are butylated hydroxy toluene (BHT) or butylated hydroxy hydroxy anisole (BHA).
(b) Solvent properties
Most of the medicaments used in the preparation of ointments are insoluble in the ointment bases therefore, they are finely powdered and are distributed uniformly throughout the base.
(c) Emulsifying properties
Hydrocarbon bases absorbs very small amount of water.
Wool fat can take about 50% of water and when mixed with other fats can take up several times its own weight of aqueous solution.
Emulsifying ointment, cetrimide emulsifying ointment and cetomacrogol emulsifying ointment are capable of absorbing considerable amount of water, forming w/o creams.
(d) Consistency
The ointments produced should be of suitable consistency. They should neither be hard nor too soft. They should withstand climatic conditions. Thus in summer they should not become too soft and in winter not too hard to be difficult to remove from the container and spread on the skin.
The consistency of an ointment base can be controlled by varying the ratio of hard and liquid paraffin.

PREPARATION OF OINTMENTS
A well-made ointment is -
(a) Uniform throughout i.e. it contains no lumps of separated high melting point ingredients of the base, there is no tendency for liquid constituents to separate and insoluble powders are evenly dispersed.
(b) Free from grittiness, i.e. insoluble powders are finely subdivided and large lumps of particles are absent. Methods of preparation must satisfy this criteria.
Two mixing techniques are frequently used in making ointments:
1. Fusion, in which ingredients are melted together and stirred to ensure homogeneity.
2. Trituration, in which finely-subdivided insoluble medicaments are evenly distributed by grinding with a small amount of the base or one of its ingredients followed by dilution with gradually increasing amounts of the base.
1. Ointments prepared by Fusion method:
When an ointment base contain a number of solid ingredients such as white beeswax, cetyl alcohol, stearyl alcohol, stearic acid, hard paraffin, etc. as components of the base, it is required to melted them. The melting can be done in two methods:

Method-I

The components are melted in the decreasing order of their melting point i.e. the higher m.p. substance should be melted first, the substances with next melting point and so on. The medicament is added slowly in the melted ingredients and stirred thoroughly until the mass cools down and homogeneous product is formed.
Advantages:
This will avoid over-heating of substances having low melting point.

Method-II

All the components are taken in subdivided state and melted together.
Advantages:
The maximum temperature reached is lower than Method-I, and less time was taken possibly due to the solvent action of the lower melting point substances on the rest of the ingredients.

Cautions:
(i)      Melting time is shortened by grating waxy components (i.e. beeswax, wool alcohols, hard-paraffin, higher fatty alcohols and emulsifying waxes) by stirring during melting and by lowering the dish as far as possible into the water bath so that the maximum surface area is heated.
(ii)    The surface of some ingredients discolors due to oxidation e.g. wool fats and wool alcohols and this discolored layers should be removed before use.
(iii)  After melting, the ingredients should be stirred until the ointment is cool, taking care not to cause localized cooling, e.g. by using a cold spatula or stirrer, placing the dish on a cold surface (e.g. a plastic bench top) or transferring to a cold container before the ointment has fully set. If these precautions are ignored, hard lumps may separate.
(iv)   Vigorous-stirring, after the ointment has begun to thicken, causes excessive aeration and should be avoided.
(v)    Because of their greasy nature, many constituents of ointment bases pickup dirt during storage, which can be seen after melting. This is removed from the melt by allowing it to sediment and decanting the supernatant, or by passage through muslin supported by a warm strainer. In both instances the clarified liquid is collected in another hot basin.
(vi)   If the product is granular after cooling, due to separation of high m.p. constituents, it should be remelted, using the minimum of heat, and again stirred and cooled.



Example:
(i) Simple ointment B.P. contains
                                                                Wool fat                50g
                                                                Hard paraffin                       50g
                                                                Cetostearyl alcohol             50g
                                                                White soft paraffin             850g
Type of preparation:           Absorption ointment base
Procedure:
Hard paraffin and cetostearyl alcohol on water-bath. Wool fat and white soft paraffin are mixed and stirred until all the ingredients are melted. If required decanted or strained and stirred until cold and packed in suitable container.
(ii) Paraffin ointment base
Type of preparation:  Hydrocarbon ointment base
(iii) Wool alcohols ointment B.P.
Type of preparation: Absorption base
(iv) Emulsifying ointment B.P.
Type of preparation: Water-miscible ointment base.
(v) Macrogol ointment B.P.C
Type of preparation: Water soluble ointment base
Formula:               Macrogol 4000
                                Liquid Macrogol 300
Method: Macrogol 4000 is melted and previously warmed liquid macrogol 300 is added. Stirred until cool.

2. OINTMENT PREPARED BY TRITURATION
This method is applicable in the base or a liquid present in small amount.
(i)      Solids are finely powdered are passed through a sieve (# 250, # 180, #125).
(ii)    The powder is taken on an ointment-slab and triturated with a small amount of the base. A steel spatula with long, broad blade is used. To this additional quantities of the base are incorporated and triturated until the medicament is mixed with the base.
(iii)  Finally liquid ingredients are incorporated. To avoid loss from splashing, a small volume of liquid is poured into a depression in the ointment an thoroughly incorporated before more is added in the same way. Splashing is more easily controlled in a mortar than on a tile.
Example:
(i) Whitfield ointment (Compound benzoic acid ointment B.P.C.)
Formula:               Benzoic acid, in fine powder             6gm
                                Salicylic acid, in fine powder            3gm
                                Emulsifying ointment                         91gm
Method: Benzoic acid and salicylic acid are sieved through No. 180 sieves. They are mixed on the tile with small amount of base and levigated until smooth and dilute gradually.
(ii) Salicylic acid sulphur ointment B.P.C.

3. OINTMENT PREPARATION BY CHEMICAL REACTION
Chemical reactions were involved in the preparation of several famous ointments of the past, e.g. Strong Mercuric Nitrate Ointment, of the 1959 B.P.C.
(a) Ointment containing free iodine
Iodine is only slightly soluble in most fats and oils but readily soluble.
Iodine is readily soluble in concentrated solution of potassium iodide due to the formation of molecular complexes KI.I2, KI.2I2, KI.3I2 etc.
These solutions may be incorporated in absorption-type ointment bases.
e.g. Strong Iodine Ointment B.Vet.C (British Veterinary Pharmacopoeia) is used to treat ringworm in cattle. It contains free iodine. At one time this type of ointments were used as counter-irritants in the treatment of human rheumatic diseases but they were not popular because:
They stain the skin a deep red color.
(i)      Due to improper storage the water dries up and the iodine crystals irritate the skin, hence glycerol was some times added to dissolve the iodine-potassium iodide complex instead of water.
Example: Strong Iodine Ointment B. Vet.C.
                                Iodine
                                Woolfat
                                Yellow soft paraffin
                                Potassium iodide
                                Water
Procedure:
(i)      KI is dissolved in water. I2 is dissolved in it.
(ii)    Woolfat and yellow soft paraffin are melted together over water bath. Melted mass is cooled to about 400C.
(iii)  I2 solution is added to the melted mass in small quantities at a time with continuos stirring until a uniform mass is obtained.
(iv)   It is cooled to room temperature and packed.
Use: - Ringworm in cattle.
(b) Ointment containing combined iodine
Fixed oils and many vegetable and animal fats absorb iodine which combines with the double bonds of the unsaturated constituents, e.g.
CH3.(CH2) 2.CH = CH.(CH2) 7.COOH + I2 ® CH3.(CH2) 2.CHI CHI.(CH2) 7.COOH
                                                Oleic acid                                                              di-iodostearic acid
Example: Non-staining Iodine Ointment B.P.C. 1968
                                Iodine
                                Arachis Oil
                                Yellow Soft Paraffin
Method:
(a)     Iodine is finely powdered in a glass mortar and required amount is added to the oil in a glass-stoppered conical flask and stirred well.
(b)    The oil is heated at 500C in a water-bath and stirred continually. Heating is continued until the brown color is changed to greenish-black; this may take several hours.
(c)     From 0.1g of the preparation the amount of iodine is determined by B.P.C. method and the amount of soft paraffin base is calculated to give the product the required strength.
(d)    Soft paraffin is warmed to 400C. The iodized oil is added and mixed well. No more heat is applied because this causes deposition of a resinous substance.
(e)     The preparation is packed in a warm, wide-mouthed, amber color, glass bottle. It is allowed to cool without further stirring.
4. PREPARATION OF OINTMENTS BY EMULSIFICATION
An emulsion system contain an oil phase, an aqueous phase and an emulsifying agent.
For o/w emulsion systems the following emulsifying agents are used:
                (i) water soluble soap
                (ii) cetyl alcohol
                (iii)glyceryl monostearate
                (iv) combination of emulsifiers: triethanolamine stearate + cetyl alcohol
                (v) non-ionic emulsifiers: glyceryl monostearate, glyceryl monooelate, propylene glycol stearate
For w/o emulsion creams the following emulsifiers are used:
                (i) polyvalent ions e.g  magnesium, calcium and aluminium are used.
                (ii) combination of emulsifiers: beeswax + divalent calcium ion
The viscosity of this type of creams prevent coalescence of the emulsified phases and helps in stabilizing the emulsion.
Example:
Cold cream:
Procedure:
(i)      Water immiscible components e.g. oils, fats, waxes are melted together over water bath (700C).
(ii)    Aqueous solution of all heat stable, water soluble components are heated (700C).
(iii)  Aqueous solution is slowly added to the melted bases with continuous stirring until the product cools down and a semi-solid mass is obtained.
N.B. The aqueous phase is heated otherwise high melting point fats and waxes will immediately solidify on addition of cold aqueous solution.
 

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